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Late trading
Results: 581

#	Item
501	Microsoft Word[removed]_3_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 13:04:26 Funds Institutional investors Collective investment schemes Fair Fund Mutual fund Late trading SEC Rule 10b-5 Mutual fund scandal Financial economics Investment Financial services
502	Chart BarLine-OffsetCollect Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:04:52 Corruption Corporate crime U.S. Securities and Exchange Commission Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Insider trading Hedge fund Securities fraud Securities regulation in the United States Financial economics Economics Finance
503	Request for Comment: Acceptance of Public Submissions Regarding the Study of Stable Value Contracts Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-31 10:03:04 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Commodity Futures Trading Commission Futures contract U.S. Securities and Exchange Commission Financial economics Financial risk Finance
504	S. HRG. 111–194 FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR[removed]HEARINGS Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2011-08-31 12:30:37 Government Gary Gensler Late-2000s financial crisis U.S. Securities and Exchange Commission Mary Schapiro Dick Durbin Futures contract Securities regulation in the United States Jon Tester Commodity Futures Trading Commission Financial economics Financial regulation
505	fy 2015 Budget request By progrAM FY 2015 CBJ, FY 2015 APP, AND FY 2013 APR Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-10 12:31:27 Corruption United States securities law Late-2000s financial crisis Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Insider trading Securities regulation in the United States Securities fraud Financial economics Finance Economics
506	Proposed Rule: Security-Based Swap Data Repository Registration, Duties, and Core Principles (Corrected to conform to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-16 12:59:58 Financial system 73rd United States Congress United States Securities and Exchange Commission Systemic risk Late-2000s financial crisis Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Derivative United States securities law Financial regulation Financial economics
507	Joint Public Roundtable on Swap Execution Facilities and Security-Based Swap Execution Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-08 11:55:33 U.S. Securities and Exchange Commission Late-2000s financial crisis Commodity Futures Trading Commission Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Derivative Financial economics Financial regulation Corporate crime
508	Opinion: Joseph John VanCook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-23 13:00:36 Funds Financial services Financial markets Institutional investors Late trading Hedge fund Mutual fund Net asset value Money market fund Financial economics Investment Finance
509	Scott C. Goebel Senior Vice President General Counsel FMR Co. 245 Summer Street V10E, Boston, MA[removed]0371 FAX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-02 16:24:26 Stock market Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Commodity Futures Trading Commission Derivative Repurchase agreement Financial economics Finance Investment
510	S. HRG. 112–734 FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR[removed]HEARINGS Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-03-19 05:47:48 Economy of the United States Finance Gary Gensler Year of birth missing Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act MF Global Derivative Sean O. Cota Financial economics Commodity Futures Trading Commission Late-2000s financial crisis

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